Splunk SPLK-2003 Splunk SOAR Certified Automation Developer Exam Exam Practice Test

The default embedded search engine used by Splunk SOAR (formerly known as Phantom) is the embedded Splunk search engine. Here’s a detailed explanation:

Embedded Splunk Search Engine:

Splunk SOAR uses an embedded, preconfigured version of Splunk Enterprise as its native search engine.

This integration allows for powerful searching capabilities within Splunk SOAR, leveraging Splunk’s robust search and indexing features.

Search Configuration:

While the embedded Splunk search engine is the default, organizations have the option to configure Splunk SOAR to use a different Splunk Enterprise deployment or an external Elasticsearch instance.

This flexibility allows organizations to tailor their search infrastructure to their specific needs and existing environments.

Search Capabilities:

The embedded Splunk search engine enables users to perform complex searches, analyze data, and generate reports directly within the Splunk SOAR platform.

It supports the full range of Splunk’s search processing language (SPL) commands, functions, and visualizations.

References:

Splunk SOAR Documentation: Configure search in Splunk Phantom1.

Splunk SOAR Documentation: Configure search in Splunk SOAR (On-premises)2.

In summary, the embedded Splunk search engine is the default search engine in Splunk SOAR, providing a seamless and powerful search experience for users within the platform. ????

In Splunk SOAR, a user can determine which app actions are available by navigating to the Apps menu. From there, the user can click on the supported actions dropdown for each app to view the actions that can be performed by that app. This dropdown menu provides a list of all the actions that the app is capable of executing, allowing the user to understand the functionality provided by the app and how it can be utilized within playbooks11.

References:

Add and configure apps and assets to provide actions in Splunk SOAR (Cloud) - Splunk Documentation

Creating smaller and more focused playbooks in Splunk SOAR is considered good design practice for several reasons:

•B: It reduces complexity, making playbooks easier to maintain. Large, complex playbooks can become unwieldy and difficult to troubleshoot or update.

•C: Encourages code reuse, as smaller playbooks can be designed to handle specific tasks that can be reused across different scenarios.

•D: Avoids duplication of code, as common functionalities can be centralized within specific playbooks, rather than having the same code replicated across multiple playbooks.

This approach has several benefits, such as:

•Reducing large complex playbooks which become difficult to maintain. Smaller playbooks are easier to read, debug, and update1.

•Encouraging code reuse in a more compartmentalized form. Smaller playbooks can be used as building blocks for multiple scenarios, reducing the need to write duplicate code12.

•Improving performance and scalability. Smaller playbooks can run faster and consume less resources than larger playbooks2.

The other options are not valid reasons for creating smaller and more focused playbooks. Reducing the amount of playbook data stored in each repo is not a significant benefit, as the playbook data is not very large compared to other types of data in Splunk SOAR. Avoiding duplication of code across multiple playbooks is a consequence of code reuse, not a separate goal.

Under Asset Ingestion Settings in Splunk SOAR, when configuring an asset, the number of labels that must be applied can be zero or more. Labels are optional and are used to categorize data and control access. They are not a requirement under Asset Ingestion Settings, but they can be used to enhance organization and filtering if chosen.

The Splunk App for SOAR Export can be downloaded from both GitHub and Splunkbase. Splunkbase is the official source for Splunk apps, where users can find, try, and download apps that enhance and extend the capabilities of Splunk, including the Splunk App for SOAR Export1. GitHub is also a common platform for sharing and collaborating on code, including Splunk apps and integrations. It is important to ensure that you are downloading from the official repository or author to avoid any security risks.

References:

Splunkbase, the official source for downloading the Splunk App for SOAR Export

 The Phantom REST API, often interacted with through the Phantom REST APP, is a powerful tool for automating and integrating Splunk SOAR with other systems. Common uses of the Phantom REST APP include using Django queries to interact with the SOAR database, using curl commands to programmatically create containers and add artifacts to them, and configuring action blocks within playbooks for automated actions. This flexibility allows for a wide range of automation and integration possibilities, enhancing the SOAR platform's capability to respond to security incidents and manage data.

 The correct answer is B because an active playbook can be configured to operate on all containers that share a label. A label is a user-defined attribute that can be applied to containers to group them by a common characteristic, such as source, type, severity, etc. Labels can be used to filter containers and trigger active playbooks based on the label value. See Splunk SOAR Documentation for more details.

In Splunk SOAR, labels are used to categorize containers (such as incidents or events) based on their characteristics or the type of security issue they represent. An active playbook can be configured to trigger on all containers that share a specific label, enabling targeted automation based on the nature of the incident. This functionality allows for efficient and relevant playbook execution, ensuring that the automated response is tailored to the specific requirements of the container's category. Labels serve as a powerful organizational tool within SOAR, guiding the automated response framework to act on incidents that meet predefined criteria, thus streamlining the security operations process.

In the Splunk SOAR platform, when writing a custom function in Python to handle data such as extracting a domain name from a URL, you can create a new artifact using the Python API call phantom.create_artifact(). This function allows you to specify the details of the new artifact, such as the type, CEF (Common Event Format) data, container it belongs to, and other relevant information necessary to create an artifact within the system.

The default log level for system health debug logs in Splunk SOAR is typically set to INFO. This log level provides a balance between verbosity and relevance, offering insights into the operational status of the system without the detailed granularity of DEBUG or the limited scope of WARN and ERROR levels.

The default log level for system health debug logs is INFO. This means that only informational messages and higher severity messages (such as WARN, ERROR, or CRITICAL) are written to the log files. You can adjust the logging level for each daemon running in Splunk SOAR to help debug or troubleshoot issues. For more details, see Configure the logging levels for Splunk SOAR (On-premises) daemons.

The correct answer is B because the steps required to complete a full backup of a Splunk Phantom deployment are to first run the --backup --backup-type full command and then run the --setup command. The --backup command creates a backup file in the /opt/phantom/backup directory. The --backup-type full option specifies that the backup file includes all the data and configuration files of the Phantom server. The --setup command creates a configuration file that contains the encryption key and other information needed to restore the backup file. See Splunk SOAR Certified Automation Developer Track for more details.

Performing a full backup of a Splunk Phantom deployment involves using the command-line interface, primarily because Phantom's architecture and data management processes are designed to be managed at the server level for comprehensive backup and recovery. The correct sequence involves initiating a full backup first using the --backup --backup-type full option to ensure all configurations, data, and necessary components are included in the backup. Following the completion of the backup, the --setup option might be used to configure or verify the backup settings, although typically, the setup would precede backup operations in practical scenarios. This process ensures that all aspects of the Phantom deployment are preserved, including configurations, playbooks, cases, and other data, which is crucial for disaster recovery and system migration.

In Splunk SOAR, when a playbook is designed such that more than one Action block is active at the same time, it is referred to as 'Parallel Processing'. This allows for multiple actions to be executed concurrently, which can significantly speed up the execution of a playbook as it does not have to wait for one action to complete before starting another. Parallel processing enables more efficient use of resources and time, particularly in complex playbooks that perform numerous actions.

In Splunk SOAR, when needing to run multiple on_poll searches to a Splunk Cloud instance, the recommended approach is to configure a second Splunk asset specifically for the second query. This method allows each Splunk asset to maintain its own settings and query configurations, ensuring that each search can be managed and optimized independently. This separation also helps in troubleshooting and maintaining clarity in the configuration.

Option A, installing a second Splunk app, is not necessarily relevant as the app itself does not determine the number of queries but rather how they are managed and processed through assets.

Option B, configuring the second query in the Splunk App for SOAR Export, does not apply as this app typically handles data exportation from SOAR to Splunk, not managing multiple polling queries.

Option C, entering the two queries as comma-separated values, would not be practical or functional as Splunk SOAR’s asset configuration does not process multiple queries in this manner for polling purposes.

When configuring a Splunk asset for SOAR to connect to a Splunk Cloud instance and there is a need to run two different on_poll searches, the appropriate action is to configure a second Splunk asset with the second query. This allows each Splunk asset to have its own unique on_poll search configuration, enabling them to run independently and retrieve different sets of data as required. The other options, such as installing a second app or entering queries as comma-separated values, are not standard practices for managing multiple on_poll searches in Splunk SOAR1.

References:Splunk SOAR documentation on configuring search in Splunk SOAR1.

When working with complex data paths in Splunk SOAR, particularly within playbooks, the dot (.) operator is used to access sub-elements within a larger data structure. This operator allows for the navigation through nested data, such as dictionaries or objects within JSON responses, enabling playbook actions and decision blocks to reference specific pieces of data within the artifacts or action results. This capability is crucial for extracting and manipulating relevant information from complex data sets during incident analysis and response automation.

The simplest way to pass data between playbooks in Splunk SOAR is through the use of artifacts. Artifacts are objects that can store data and are associated with containers. When multiple playbooks work on a single container, they can access and manipulate the same set of artifacts, allowing for seamless data transfer between playbooks. This method is straightforward and does not require additional setup or management of external storage systems, making it the most direct and efficient way to pass data within the Splunk SOAR environment1.

References:

Passing data between SOAR playbooks - Splunk Lantern

 In Splunk SOAR, it is possible to import external Python libraries, such as the time module, within the scope of a playbook's global code block. The global block allows users to define custom Python code, including imports of standard Python libraries that are included in the Phantom platform's Python environment. This capability enables the extension of playbooks' functionality with additional Python logic, making playbooks more powerful and versatile in their operations.

Splunk Phantom supports incremental backups in addition to full backups. An incremental backup is a type of backup that only copies the data that has changed since the last backup (whether that was a full backup or another incremental backup). This method is more storage-efficient than a full backup because it does not repeatedly back up the same data, reducing the amount of storage required and speeding up the backup process. Differential backups, which record the changes since the last full backup, and partial backups, which allow the selection of specific data to back up, are not standard backup types offered by Splunk Phantom according to its documentation.

Filter blocks are used to add information to custom lists in Phantom VPE. Filter blocks allow the user to specify a list name and a filter expression to select the data to be added to the list. Action blocks are used to execute app actions, API blocks are used to make REST API calls, and decision blocks are used to evaluate conditions and branch the playbook execution. In the Phantom Visual Playbook Editor (VPE), an API block is used to interact with various external APIs, including custom lists within Phantom. Custom lists are key-value stores that can be used to maintain state, aggregate data, or track information across multiple playbook runs. API blocks allow the playbook to make GET, POST, PUT, and DELETE requests to these lists, facilitating the addition, retrieval, update, or removal of information. This makes API blocks a versatile tool in managing custom list data within playbooks.

To restrict playbook execution to members of the admin role within Splunk SOAR, the 'Execute Playbook' capability must be managed appropriately. This is done by ensuring that this capability is removed from all other roles except the admin role. Role-based access control (RBAC) in Splunk SOAR allows for granular permissions, which means you can configure which roles have the ability to execute playbooks, and by restricting this capability, you can control which users are able to initiate playbook runs.

Within Splunk SOAR, containers (which represent incidents, cases, or events) have a lifecycle that is tracked through their status. The default statuses available without any customization are "New", "In Progress", and "Closed". These statuses help in organizing and managing the incident response process, allowing users to easily track the progress of investigations and responses from initial detection through to resolution.

A filter block with only one condition configured which states: artifact.*.cef .sourceAddress !- , would permit only non-null IP addresses to pass forward to the next block. The !- operator means “is not null”. The other options are not valid because they either include null values or other fields than sourceAddress. See Filter block for more details. A filter block in Splunk SOAR that is configured with the condition artifact.*.cef.sourceAddress != (assuming the intention was to use "!=" to denote 'not equal to') is designed to allow data that has non-null sourceAddress values to pass through to subsequent blocks. This means that any artifact data within the container that includes a sourceAddress field with a defined value (i.e., an actual IP address) will be permitted to move forward in the playbook. The filter effectively screens out any artifacts that do not have a source address specified, focusing the playbook's actions on those artifacts that contain valid IP address information in the sourceAddress field.

In Splunk SOAR, the Investigation page is where users can delve into the details of containers, artifacts, and actions. It provides a comprehensive view of the incident or event under investigation, including the JSON data associated with containers. This JSON data represents the structured information about the container, including its attributes, artifacts, and actions taken within the playbook. Options A, C, and D do not typically provide a direct view of the container's JSON data, making option B the correct answer for where a user can view this information within SOAR.

A container is the top-level data structure that SOAR playbook APIs operate on. Every container is a structured JSON object which can nest more arbitrary JSON objects, that represent artifacts. A container is the top-level object against which automation is run. To view the JSON data for a container, you need to navigate to the Investigation page, which shows the details of a container, such as its name, label, owner, status, severity, and artifacts. On the Investigation page, you can click on the JSON tab, which displays the JSON representation of the container and its artifacts. Therefore, option B is the correct answer, as it states where in SOAR a user can view the JSON data for a container. Option A is incorrect, because the analyst queue is not where a user can view the JSON data for a container, but rather where a user can view the list of containers assigned to them or their team. Option C is incorrect, because the data ingestion display is not where a user can view the JSON data for a container, but rather where a user can view the status and configuration of the data sources that ingest data into SOAR. Option D is incorrect, because the audit log is not where a user can view the JSON data for a container, but rather where a user can view the history of actions performed on the SOAR system, such as creating, updating, or deleting objects.

1: Understanding containers in Splunk SOAR (Cloud)

In the given decision block, you are trying to evaluate the results of two action blocks: geolocate_ip_1 and file_reputation_2. The correct configuration for making a decision based on the result of geolocate_ip_1 is by checking the country_iso_code field from the action result and setting the evaluation option to != (not equal), with no specific value provided in the "Select Value" box. This essentially checks whether a valid country ISO code exists in the action result and proceeds if it's not empty or different from a specific value. This is a common check when working with geolocation results to see if a response has been returned.

Other options (B, C, and D) include response codes or list comparisons, which do not align with the decision structure mentioned, which needs to operate based on a country_iso_code field.

References:

Splunk SOAR Playbook Development Guide.

Splunk SOAR Documentation on Decision Blocks and Action Result Evaluation.

On the Investigation page in Splunk SOAR, users have the ability to edit or delete comments associated with an event or a container. Comments are generally used for collaboration and to provide additional context to an investigation. While action results, approval records, and artifact values are typically not editable or deletable to maintain the integrity of the investigative data, comments are more flexible and can be managed by users to reflect the current state of the investigation.

Investigation page allows you to view and edit various information and data related to an event or a case. One of the things that you can edit or delete in the Investigation page is the comments that you or other users have added to the activity feed. Comments are a way of communicating and collaborating with other users during the investigation process. You can edit or delete your own comments by clicking on the three-dot menu icon next to the comment and selecting the appropriate option. You can also reply to other users’ comments by clicking on the reply icon. Therefore, option B is the correct answer, as it is the only option that can be edited or deleted in the Investigation page. Option A is incorrect, because action results are the outputs of the actions or playbooks that have been run on the event or case, and they cannot be edited or deleted in the Investigation page. Option C is incorrect, because approval records are the logs of the approval requests and responses that have been made for certain actions or playbooks, and they cannot be edited or deleted in the Investigation page. Option D is incorrect, because artifact values are the data that has been collected or generated by the event or case, and they cannot be edited or deleted in the Investigation page.

1: Start with Investigation in Splunk SOAR (Cloud)

When the Splunk App for SOAR Export executes a Splunk search, it typically involves mapping Common Information Model (CIM) fields from Splunk to the Common Event Format (CEF) used by SOAR, after which a container is created on the SOAR server to house the related artifacts and information. This process allows for the integration of data between Splunk, which uses CIM for data normalization, and Splunk SOAR, which uses CEF as its data format for incidents and events.

Splunk App for SOAR Export is responsible for sending data from your Splunk Enterprise or Splunk Cloud instances to Splunk SOAR. The Splunk App for SOAR Export acts as a translation service between the Splunk platform and Splunk SOAR by performing the following tasks:

•Mapping fields from Splunk platform alerts, such as saved searches and data models, to CEF fields.

•Translating CIM fields from Splunk Enterprise Security (ES) notable events to CEF fields.

•Forwarding events in CEF format to Splunk SOAR, which are stored as artifacts.

Therefore, option B is the correct answer, as it states the activities that are completed when the Splunk App for SOAR Export executes a Splunk search. Option A is incorrect, because CEF fields are not mapped to CIM fields, but the other way around. Option C is incorrect, because a container is not created on the Splunk server, but on the SOAR server. Option D is incorrect, because a container is not created on the Splunk server, but on the SOAR server.

The correct answer is C because the default tenant’s ID is 1. The tenant ID is a unique identifier for each tenant on a multi-tenant Phantom server. The default tenant is the tenant that is created when Phantom is installed and contains all the existing data and assets. The default tenant’s ID is always 1 and cannot be changed. Other tenants have IDs that are assigned sequentially starting from 2. See Splunk SOAR Documentation for more details. In a multi-tenant Splunk SOAR environment, the default tenant is typically assigned an ID of 1. This ID is system-generated and is used to uniquely identify the default tenant within the SOAR database and system configurations. The default tenant serves as the primary operational environment before any additional tenants are configured, and its ID is crucial for database operations, API calls, and internal reference within the SOAR platform. Understanding and correctly using tenant IDs is essential for managing resources, permissions, and data access in a multi-tenant SOAR setup.

To return all artifacts that contain a SHA1 file hash using the Splunk SOAR REST API, the correct query would use the _filter_cef_Shal_contains parameter. This parameter filters the artifacts to only those that contain a value in the SHA1 field within the Common Event Format (CEF) data structure. The contains operator is used to match any artifacts that have a SHA1 hash present1.

References:

Understanding artifacts - Splunk Documentation

In Splunk SOAR, playbooks can execute actions either synchronously (waiting for one action to complete before starting the next) or asynchronously (allowing actions to run concurrently). If a playbook starts executing before the previous one has completed, it indicates that synchronous execution has not been properly configured between these playbooks. This is crucial when the output of one playbook is a dependency for the subsequent playbook. Options B, C, and D do not directly address the observed behavior of concurrent playbook execution, making option A the most accurate explanation for why the second playbook starts before the completion of the first.

synchronous execution is a feature of the SOAR automation engine that allows you to control the order of execution of playbook blocks. Synchronous execution ensures that a playbook block waits for the completion of the previous block before starting its execution. Synchronous execution can be enabled or disabled for each playbook block in the playbook editor, by toggling the Synchronous Execution switch in the block settings. Therefore, option A is the correct answer, as it states the cause of the behavior where the second playbook starts executing before the first one completes. Option B is incorrect, because the first playbook performing poorly is not the cause of the behavior, but rather a possible consequence of the behavior. Option C is incorrect, because the sleep option for the second playbook is not the cause of the behavior, but rather a workaround that can be used to delay the execution of the second playbook. Option D is incorrect, because the join configuration on the second playbook is not the cause of the behavior, but rather a way of merging multiple paths of execution into one.

In scenarios where there's a need to run different on_poll searches for a Splunk Cloud instance from Splunk SOAR, configuring a second Splunk asset for the additional query is a practical solution. Splunk SOAR's architecture allows for multiple assets of the same type to be configured with distinct settings. By setting up a second Splunk asset specifically for the second on_poll search query, users can maintain separate configurations and ensure that each query is executed in its intended context without interference. This approach provides flexibility in managing different data collection or monitoring needs within the same SOAR environment.

In Splunk SOAR, parent and child playbooks can pass information between each other using arguments. The parent playbook can pass specific arguments to the child playbook when it is called, enabling the child playbook to utilize these values in its execution. Once the child playbook finishes its execution, it can return values through the end block. This mechanism allows for efficient and structured communication between parent and child playbooks, enabling complex, multi-step automation workflows.

Other options are incorrect because creating artifacts with specific naming conventions is not necessary for passing information between playbooks, and artifacts are not used for argument or result passing between playbooks in this manner.

References:

Splunk SOAR Documentation: Playbook Development Guide.

Splunk SOAR Best Practices: Parent and Child Playbooks Communication.

The ROI (Return on Investment) Settings within Splunk SOAR are designed to help organizations assess the value derived from their use of the platform, particularly in terms of resource allocation and efficiency gains. The setting mentioned in the question, "Number of full time employees (FTEs)," relates directly to measuring this efficiency.

Answer "C" is correct because configuring the number of full-time employees (FTEs) in the ROI settings allows an organization to input and monitor how many personnel are dedicated to security operations managed through SOAR. This setting is crucial for calculating the labor cost associated with incident response and routine security tasks. By understanding the number of FTEs involved, organizations can better assess the labor cost savings provided by automation and orchestration in SOAR. This data helps in quantifying the operational efficiency and the overall impact of SOAR on resource optimization.

In contrast, other options like "Analyst hours per month," "Time lost," and "Annual analyst salary" might seem relevant but are not directly configurable within the ROI settings of Splunk SOAR. These aspects could be indirectly calculated or estimated based on the number of FTEs and other operational metrics but are not directly input as settings in the system.

This use of FTEs in ROI calculations is often discussed in materials related to cybersecurity efficiency metrics and SOAR platform utilization. Official Splunk documentation and best practices guides typically provide insights into how to set up and interpret ROI settings, highlighting the importance of accurate configuration for meaningful analytics.

System Health Display is a dashboard that shows the status and performance of the SOAR processes and components, such as the automation service, the playbook daemon, the DECIDED process, and the REST API. Some of the metrics that can be seen from the System Health Display are:

•Memory Usage: The percentage of memory used by the system and the processes.

•Disk Usage: The percentage of disk space used by the system and the processes.

•Load Average: The average number of processes in the run queue or waiting for disk I/O over a period of time.

Therefore, options B, C, and D are the correct answers, as they are the metrics that can be seen from the System Health Display. Option A is incorrect, because Playbook Usage is not a metric that can be seen from the System Health Display, but rather a metric that can be seen from the Playbook Usage dashboard, which shows the number of playbooks and actions run over a period of time.

1: Web search results from search_web(query="Splunk SOAR Automation Developer System Health Display")

The System Health Display in Splunk SOAR provides several metrics to help monitor and manage the health of the system. These typically include:

•B: Memory Usage - This metric shows the amount of memory being used by the SOAR platform, which is important for ensuring that the system does not exceed available resources.

•C: Disk Usage - This metric indicates the amount of storage space being utilized, which is crucial for maintaining adequate storage resources and for planning capacity.

•D: Load Average - This metric provides an indication of the overall load on the system over a period of time, which helps in understanding the system's performance and in identifying potential bottlenecks or issues.

Playbook Usage is generally not a metric displayed on the System Health page; instead, it's more related to the usage analytics of playbooks rather than system health metrics.

Django filter queries in Splunk SOAR are performed by appending filter parameters directly to the REST API URL. This allows users to refine their search and retrieve specific data. For example, to filter containers by tags containing the word "sumo", the following URL structure would be used: /rest/container?_filter_tags_contains="sumo". This format enables users to construct dynamic queries that can filter results based on specified criteria within the Django framework used by Splunk SOAR.

The correct way to perform a Django filter query in Splunk SOAR is to add parameters to the URL similar to the following: phantom/rest/container?_filter_tags_contains=“sumo”. This will return a list of containers that have the tag “sumo” in them. You can use various operators and fields to filter the results according to your needs. For more details, see Query for Data and Use filters in your Splunk SOAR (Cloud) playbook to specify a subset of artifacts before further processing. The other options are either incorrect or irrelevant for this question. For example:

•phantom/rest/search/app/contains/“sumo” is not a valid URL for a Django filter query. It will return an error message saying “Invalid endpoint”.

•There is no Django Filter Query Editor in the Administration panel of Splunk SOAR. You can use the REST API Tester to test your queries, but not to edit them.

•There is no SOAR Django App that needs to be installed or configured for performing Django filter queries. Splunk SOAR uses the Django framework internally, but you do not need to install or use any additional apps for this purpose.

The error message "an empty parameters list was passed to phantom.act()" typically indicates that the action being called by the playbook does not have the required parameters to execute. This can happen if the playbook expects certain data to be present in the container's artifacts but finds none. Artifacts in Splunk SOAR (Phantom) are data elements associated with a container (such as an event or alert) that playbooks can act upon. If a playbook action is designed to use data from artifacts as parameters and those artifacts are missing or do not contain the expected data, the playbook cannot execute the action properly, leading to this error.